Nicole Pruet

Osaic Wealth, Inc.

Sportsylvania, VA

Fort Meyers, FL

CRD 7788778

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-03
MA	RA	APPROVED	2025-09-02
NC	RA	APPROVED	2025-08-15
VA	RA	APPROVED	2025-07-22

FL RA
APPROVED

Since 2025-09-03
MA RA
APPROVED

Since 2025-09-02
NC RA
APPROVED

Since 2025-08-15
VA RA
APPROVED

Since 2025-07-22

Branch Locations

Sportsylvania, VA • United States

Fort Meyers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Baltimore County Public Schools	Towson	MD	09/2011	07/2023
Seeb Corporation	Baltimore	MD	08/2017	11/2017
American Portfolios Financial Services Inc.	Holbrook	NY	07/2023	10/2024
Osaic Wealth, Inc.	Fort Meyers	FL	10/2024	Present

09/2011 → 07/2023

Baltimore County Public Schools

Towson, MD
08/2017 → 11/2017

Seeb Corporation

Baltimore, MD
07/2023 → 10/2024

American Portfolios Financial Services Inc.

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Fort Meyers, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-21

S66 Uniform Combined State Law Examination

2025-07-21

Other Names

Nicole Harasym

View on SEC IAPD

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