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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-09-16 |
Branch Locations
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Carlsbad | CA | 09/2014 | Present |
No. 1) Name of Business: Breslauer - Soref Foundation. Non-Investment related. Address: 5984 Spinnaker Bay Dr. Long Beach, CA 90803. Nature of Business: Charitable Family Foundation. Position/Title/Relationship: Director. Start Date: 03/2011. Hours per month: 4. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Identify various non-profits to support through charitable giving.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-26 |
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