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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2017-03-25 |
Branch Locations
Cumberland, RI • United States
501 Wampanoag Trail Suite 200, East Providence, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Boston | MA | 01/2015 | 03/2017 |
| Massmutual Life Insurance Company | Cumberland | RI | 07/2016 | Present |
| Mml Investors Services, Llc | Cumberland | RI | 03/2017 | Present |
(1)Name: Raymond Creamer Inv rel: Y Add: At Residential Address Nature: Individual Life, Health, Group Life, Group Health, long term care and fixed annuities Position: Sales/Agent Start date: 07/01/1998 No. HR/MO: 48 No. HR/MO during sec trading: 8 (2)Name: Raymond Creamer Inv rel: Y Add: At Residential Address Nature: Other - doing research for estate planning atty on client assets Position: Research Start date: 10/10/2019 No. HR/MO: 5 No. HR/MO during sec trading: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-13 |
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