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Current Employers
Global Investment Advisory

1600 Pennsylvania Avenue, Mcdonough, GA 30253 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-01
CA RA APPROVED 2026-03-23
GA RA APPROVED 2026-03-23
TX RA APPROVED_RES 2026-03-23
SC RA APPROVED 2026-03-20
  • FL RA
    APPROVED
    Since 2026-05-01
  • CA RA
    APPROVED
    Since 2026-03-23
  • GA RA
    APPROVED
    Since 2026-03-23
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • SC RA
    APPROVED
    Since 2026-03-20

Branch Locations

1600 Pennsylvania Avenue, Mcdonough, GA 30253 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stratford Group Gainesville GA 09/1994 Present
Self Employed Gainesville GA 07/1997 Present
Cape Securities Inc Mcdonough GA 08/2010 Present
American Global Wealth Management Mcdonough GA 01/2026 Present
  • 09/1994 → Present
    Stratford Group
    Gainesville, GA
  • 07/1997 → Present
    Self Employed
    Gainesville, GA
  • 08/2010 → Present
    Cape Securities Inc
    Mcdonough, GA
  • 01/2026 → Present
    American Global Wealth Management
    Mcdonough, GA
Previous Registrations
  • 2010-09-27 → 2026-04-02
    Mcdonough, GA
    Lawrenceville, GA
    Cumming, GA
  • 2009-06-24 → 2010-08-25
    Lawrenceville, GA
  • 2005-02-17 → 2009-05-13
    Triad Advisors Llc
    Gainesville, GA
    Gainesville, GA
    Gainesville, GA
  • 2005-08-18 → 2008-12-31
    J.T. Stratford Advisors, Llc
    Gainesville, GA
  • 2003-05-02 → 2005-02-23
    American General Securities Incorporated
    Gainesville, GA
Other Businesses

1) J T STRATFORD, AGENT/REP, INDEPENDENT INSURANCE SALES,COMMENCED 12/1999, 0% TIME SPENT, 0% OWNERSHIP, Trailer Commission only no longer soliciting business. 2) EDWARD R. BROOKS, LLC, OWNER, ACCOUNTING & TAX PREPARATION, 7/1997, 50% TIME SPENT, 100% OWNERSHIP 3) BAGWELL INSURANCE GROUP 2041 MEMORIAL PARK DRIVE GAINESVILLE, GA 30504; INSURANCE AGENT SINCE 1/2013; SALES; 1 HOUR PER MONTH DEVOTED WITH NONE DURING TRADING HOURS. $0 COMPENSATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1999-06-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1999-06-17
Other Names
  • Ed Brooks

View on SEC IAPD

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