Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-11-06
  • MN RA
    APPROVED
    Since 2023-11-06

Branch Locations

411 Water St, Excelsior, MN 55331 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Excelsior MN 07/2023 Present
Wells Fargo Bank, Na Excelsior MN 04/2016 Present
86Th Training Division, United States Army Reserve Fort Mccoy WI 05/2018 07/2021
647Th Regional Support Group, Unites States Army Reserve Wichita KS 11/2017 05/2018
647Th Regional Support Group, United States Army Reserve El Paso TX 09/2015 11/2017
  • 07/2023 → Present
    Excelsior, MN
  • 04/2016 → Present
    Wells Fargo Bank, Na
    Excelsior, MN
  • 05/2018 → 07/2021
    86Th Training Division, United States Army Reserve
    Fort Mccoy, WI
  • 11/2017 → 05/2018
    647Th Regional Support Group, Unites States Army Reserve
    Wichita, KS
  • 09/2015 → 11/2017
    647Th Regional Support Group, United States Army Reserve
    El Paso, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-06
S63 Uniform Securities Agent State Law Examination 2023-10-13
  • S65 Uniform Investment Adviser Law Examination
    2023-11-06
  • S63 Uniform Securities Agent State Law Examination
    2023-10-13
Other Names
  • William Nelson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Excelsior, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor