William James Nelson

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-11-06

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Excelsior	MN	07/2023	Present
Wells Fargo Bank, Na	Excelsior	MN	04/2016	Present
86Th Training Division, United States Army Reserve	Fort Mccoy	WI	05/2018	07/2021
647Th Regional Support Group, Unites States Army Reserve	Wichita	KS	11/2017	05/2018
647Th Regional Support Group, United States Army Reserve	El Paso	TX	09/2015	11/2017

07/2023 → Present

Wells Fargo Clearing Services, Llc

Excelsior, MN
04/2016 → Present

Wells Fargo Bank, Na

Excelsior, MN
05/2018 → 07/2021

86Th Training Division, United States Army Reserve

Fort Mccoy, WI
11/2017 → 05/2018

647Th Regional Support Group, Unites States Army Reserve

Wichita, KS
09/2015 → 11/2017

647Th Regional Support Group, United States Army Reserve

El Paso, TX

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-11-06
S63	Uniform Securities Agent State Law Examination	2023-10-13

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