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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cbc Companies / Innovis | Columbus | OH | 06/1995 | 07/2023 |
| Stifel | Rochester | NY | 07/2023 | Present |
1. New York State Women, Inc - Professional Women of the Finger Lakes; Canandaigua, NY 14424; Professional women networking group; Membership Chair; Support existing and new members; 09/01/2025; 2hrs/mth; During securities trading hours; Not investment related 2. Chatterbox Club; 25 N Goodman St Rochester, NY 14607; Women's Social Club; member of finance committee; oversight / review of clubs financial planning and policies; 06/01/2026; 1hr/mth; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-06 |
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