Anneliese Keil

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-04-23
CA	RA	APPROVED	2011-05-11

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-04-23
CA RA
APPROVED

Since 2011-05-11

Branch Locations

San Diego, CA • United States

4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	San Diego	CA	04/2011	Present

04/2011 → Present

Morgan Stanley Smith Barney Llc

San Diego, CA

Previous Registrations

2005-05-11 → 2011-04-27

Lpl Financial Llc

San Diego, CA

San Diego, CA
2003-07-23 → 2004-09-20

Securities America Advisors, Inc.

San Diego, CA

Other Businesses

*420464 - Kappa Alpha Theta Advisory Board at SDSU; Investment related No; Indianapolis, CA; Fraternal Society; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); Jan 2021; During business hours: 0; After business hours: 5; Administrative

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-06-09
S66	Uniform Combined State Law Examination	1999-05-03

S65 Uniform Investment Adviser Law Examination

2014-06-09
S66 Uniform Combined State Law Examination

1999-05-03

View on SEC IAPD