Brett Bailey

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 08/2018
  Pine Forest Country Club
  Houston, TX
• 06/2020 → 06/2023
  Vizza Wash Lp D.b.a. The Wash Tub
  San Marcos, TX
• 10/2020 → 09/2021
  Powerhouse
  San Marcos, TX
• 08/2018 → 06/2020
  Student
  Houston, TX
• 07/2023 → Present
  Img Financial Group
  Houston, TX
• 11/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → 06/2023
  No Job
  Houston, TX
• 05/2024 → Present
  Cetera Investment Advisers
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2023 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: IMG FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2023 POSITION/TITLE/RELATIONSHIP: MARKETING ASSOCIATE. APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, SALES, AND MARKETING.

Exams

• S66 Uniform Combined State Law Examination
  2024-05-02