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Christopher Kevin Grogan

Captrust

Charlotte, NC

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-03-07
NC RA APPROVED 2025-03-05
TX RA APPROVED 2025-03-05
  • SC RA
    APPROVED
    Since 2025-03-07
  • NC RA
    APPROVED
    Since 2025-03-05
  • TX RA
    APPROVED
    Since 2025-03-05

Branch Locations

5605 Carnegie Boulevard - Suite 400, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carolinas Wealth Consulting Llc Charlotte NC 05/2019 02/2025
Capfinancial Partners Llc (Captrust) Raleigh NC 01/2025 Present
Capfinancial Securities, Llc. Raleigh NC 06/2025 Present
Carolinas Investment Consulting Llc Charlotte NC 05/2001 Present
Carolinas Investment Consulting Llc Charlotte NC 05/2001 06/2025
  • 05/2019 → 02/2025
    Carolinas Wealth Consulting Llc
    Charlotte, NC
  • 01/2025 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 06/2025 → Present
    Capfinancial Securities, Llc.
    Raleigh, NC
  • 05/2001 → Present
    Carolinas Investment Consulting Llc
    Charlotte, NC
  • 05/2001 → 06/2025
    Carolinas Investment Consulting Llc
    Charlotte, NC
Previous Registrations
  • 2019-05-15 → 2025-06-20
    Carolinas Wealth Consulting Llc
    Charlotte, NC
    Fort Mill, SC
  • 2006-08-08 → 2011-06-06
    Carolinas Investment Consulting Llc
    Charlotte, NC
    Charlotte, NC
    Fort Mill, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-07
S63 Uniform Securities Agent State Law Examination 2000-09-05
  • S65 Uniform Investment Adviser Law Examination
    2006-08-07
  • S63 Uniform Securities Agent State Law Examination
    2000-09-05
Other Names
  • Christopher Kevin Grogan
  • Christopher K Grogan

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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