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Nicholas Robert Jones

Cetera Investment Advisers LLC

Saint Paul, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-10-21
  • MN RA
    APPROVED
    Since 2025-10-21

Branch Locations

400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 07/2023 Present
Securian Financial Group Saint Paul MN 02/2023 07/2023
Rohloff Associates Llc Oakdale MN 02/2017 02/2023
University Of St Thomas Saint Paul MN 09/2015 05/2018
Red Lobster Maplewood MN 09/2015 01/2017
Cetera Investment Advisers Llc Schaumburg IL 10/2025 Present
  • 07/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2023 → 07/2023
    Securian Financial Group
    Saint Paul, MN
  • 02/2017 → 02/2023
    Rohloff Associates Llc
    Oakdale, MN
  • 09/2015 → 05/2018
    University Of St Thomas
    Saint Paul, MN
  • 09/2015 → 01/2017
    Red Lobster
    Maplewood, MN
  • 10/2025 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-10
  • S66 Uniform Combined State Law Examination
    2025-10-10
Other Names
  • Nick Jones

View on SEC IAPD

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ANDREW EDWARD LANG
LIDDY MARIE ACHTER
ADAM J TLUSTY
MICHAEL PATRICK CLANCEY

Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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