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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2005-10-25 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Southwick, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Springfield | MA | 10/2005 | Present |
| Massmutual Financial Group | Springfield | MA | 10/2005 | Present |
| Mml Distributors, Llc | Enfield | CT | 03/2014 | Present |
Name: Rental Property; Address- 37 Thomas Street, Charlestown RI 02813; Nature- Summer Rental Property; Position-owner; Start Date: 6/1/19; No. of hours per month-2; No. of hours during securities trading hours- 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-11 |
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