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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-12-11 |
| TX | RA | APPROVED | 2025-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Gilbert | AZ | 03/2024 | 11/2024 |
| Northwestern Mutual | Gilbert | AZ | 07/2023 | 12/2023 |
| La Fitness | Scottsdale | AZ | 05/2023 | 08/2023 |
| Jim Click Automotive Group | Tucson | AZ | 09/2022 | 04/2023 |
| Tucson Roadrunners | Tucson | AZ | 01/2021 | 03/2022 |
| University Of Arizona | Tucson | AZ | 08/2020 | 05/2025 |
| Parafinczuk Wolf, P.A. | Fort Lauderdale | FL | 06/2021 | 09/2021 |
| Dicks Sporting Goods | Tucson | AZ | 03/2021 | 06/2021 |
| Unemployed | Denver | CO | 09/2019 | 08/2020 |
| Phil Long Ford Denver | Denver | CO | 05/2019 | 08/2019 |
| Cherry Creek School District | Greenwood Village | CO | 08/2012 | 05/2018 |
| Bachus And Schanker Llc | Denver | CO | 05/2017 | 08/2017 |
| Unemployed | Denver | CO | 06/2018 | 04/2019 |
| Kingdom Financial Group | Peoria | AZ | 12/2024 | 09/2025 |
| Fullerton Financial Planning | Peoria | AZ | 12/2024 | 09/2025 |
| Kestra Investment Services, Llc | Tempe | AZ | 11/2025 | Present |
| Kestra Advisory Services, Llc | Tempe | AZ | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-09 |
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