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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-03-11 |
| TX | RA | APPROVED | 2024-01-16 |
Branch Locations
9815 South Monroe St Suite 550, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodside Energy | Houston | TX | 10/2022 | 08/2023 |
| Bhp | Houston | TX | 08/2014 | 10/2022 |
| Unemployed | Saint Louis | MO | 09/2023 | 09/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2023 | Present |
| Renew Dawn, Lcc | Sandy | UT | 05/2025 | Present |
1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: September 2023 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: SILICON SLOPES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: MENTOR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: NETWORKING GROUP TO SUPPORT WOMEN AND PEOPLE IN TECHNOLOGY; 3. NAME OF OTHER BUSINESS: WOMENS' ENERGY NETWORK; INVESTMENT RELATED: NO; ADDRESS: PO BOX 5898 SALT LAKE CITY, UT 84158; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER AT LARGE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SCHEDULE MEETINGS WITH A SUBGROUP, HELP PLAN THE END OF YEAR ANNUAL 1 DAY MEETING; 4. NAME OF OTHER BUSINESS: RENEW DAWN, LCC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY FOR SOLOK START DATE: 05/14/2025 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS ENTITY WAS SET UP SO I COULD GET AN EIN AND CREATE A SOLOK AND ROTH SOLOK. 5. NAME OF OTHER BUSINESS: ALTA CLUB INVESTMENT RELATED: NO ADDRESS: 100 E SOUTH TEMPLE ST; SALT LAKE CITY, UT 84111 NATURE OF BUSINESS: SOCIAL GROUP START DATE: 3/30/2026 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: HELP PLAN EVENTS 6. NAME OF OTHER BUSINESS: UTAH MINING ASSOCIATION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ASSOCIATION START DATE: 6/15/2026 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: .25 APX NUMBER OF HOURS DURING TRADING HOURS: .25 BRIEF DESCRIPTION OF DUTIES: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-28 |
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