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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-26 |
| TX | RA | APPROVED | 2026-03-25 |
Branch Locations
712 Main St, Floor 5, Houston, TX 77002 • United States
10665 Kuykendahl Road, The Woodlands, TX 77382 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | The Woodlands | TX | 07/2023 | Present |
| Jpmorgan Chase Bank, N.A. | The Woodlands | TX | 05/2022 | Present |
| Brinker International Payroll Co Lp | The Woodlands | TX | 06/2021 | 05/2022 |
| Houston Subs Unlimited Llc | The Woodlands | TX | 06/2016 | 10/2019 |
| Chili's Bar And Grill | The Woodlands | TX | 06/2021 | 05/2022 |
| Firehouse Subs | The Woodlands | TX | 06/2016 | 10/2019 |
| Unemployed | Conroe | TX | 07/2013 | 02/2018 |
| Unemployed | Conroe | TX | 11/2019 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-15 |
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