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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2007-02-20 |
Branch Locations
630 S Church St Ste 100, Murfreesboro, TN 37130-9409 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Murfreesboro | TN | 02/2007 | Present |
1. 01/08/2007 - Financial Services and Solutions, Inc. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 03/05/2010 - d/b/a Financial Services & Solutions, Jeffrey O. Brown - INV REL - Non-Variable Insurance - 15% TIME SPENT - selling life long term care, fixed annuities and disability through Birdwell Agency and First Protective, 3. 02/01/2011 - Dempsey Vantrease & Follis PLLC, - INV REL - Tax Prep/Accounting/CPA - 3% TIME SPENT - Dempsey Vantrease & Follis PLLC, CPA services, tax consulting.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-06-11 |
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