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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-23
IL RA APPROVED 2023-08-21
  • TN RA
    APPROVED
    Since 2023-08-23
  • IL RA
    APPROVED
    Since 2023-08-21

Branch Locations

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 07/2023 Present
First Trust Advisors L.P. Wheaton IL 07/2023 Present
Unemployed Antioch TN 06/2023 07/2023
U.S. Army Fort Campbell KY 06/2018 06/2023
Indiana University Bloomington IN 06/2014 06/2018
  • 07/2023 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 07/2023 → Present
    Wheaton, IL
  • 06/2023 → 07/2023
    Unemployed
    Antioch, TN
  • 06/2018 → 06/2023
    U.S. Army
    Fort Campbell, KY
  • 06/2014 → 06/2018
    Indiana University
    Bloomington, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-24
  • S66 Uniform Combined State Law Examination
    2023-07-24

View on SEC IAPD

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