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Marcel Plomteaux

Captrust

Roseville, CA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-26
  • CA RA
    APPROVED
    Since 2023-07-26

Branch Locations

1410 Rocky Ridge Drive, Suite 150, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Partners Llc (Captrust) Raleigh NC 07/2021 Present
Five Star Bank Sacramento CA 11/2020 07/2021
Lucilles Smokehouse Bar-B-Que Rocklin CA 05/2015 11/2020
Capfinancial Securities Llc Raleigh NC 07/2021 Present
  • 07/2021 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 11/2020 → 07/2021
    Five Star Bank
    Sacramento, CA
  • 05/2015 → 11/2020
    Lucilles Smokehouse Bar-B-Que
    Rocklin, CA
  • 07/2021 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-09-24
  • S63 Uniform Securities Agent State Law Examination
    2024-09-24
Designations

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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