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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-07-01 |
| PA | RA | APPROVED | 2025-07-01 |
Branch Locations
Springfield, PA • United States
200 Continental Dr Ste 200, Newark, DE 19713-4303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Atlantic Distributors, Llc | Berwyn | PA | 07/2023 | 10/2024 |
| Global Atlantic Financial Group | Berwyn | PA | 07/2023 | 10/2024 |
| Catholic University | Washington | DC | 08/2015 | 06/2018 |
| Sports Info Solutions | Coplay | PA | 08/2018 | 01/2019 |
| Atlantic City Blackjacks Arena Football Team | Atlantic City | NJ | 02/2019 | 08/2019 |
| Lehigh University | Bethlehem | PA | 08/2019 | 03/2020 |
| Johns Hopkins | Baltimore | MD | 05/2020 | 05/2022 |
| Theodore Roosevelt High School | Washington | DC | 08/2020 | 06/2021 |
| Hd Woodson High School | Washington | DC | 08/2021 | 06/2023 |
| Wells Fargo Clearing Services, Llc | Radnor | PA | 10/2024 | 06/2025 |
| Ameriprise Financial Services, Llc | Wilmington | DE | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-25 |
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