Joseph Michael Sgroi

Employer firm

Alphastar Capital Management CRD 157423

$2.50B regulatory AUM 28 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SUB-ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 11/2020
  Ufc
  Clearwater, FL
• 12/2020 → Present
  Strategic Alliance Wealth Group
  Clearwater, FL
• 04/2022 → Present
  Clarity Wealth, Inc.
  Clearwater, FL
• 07/2023 → Present
  Alphastar Capital Management, Llc
  Cornelius, NC
• 07/2023 → Present
  Strategic Alliance Wealth Planners
  Clearwater, FL

Other Businesses

Clarity Wealth Inc and Strategic Alliance Wealth Planners; Insurance Agent; non-investment related; 2122 Burlington Ave N Saint Petersburg, FL 33713; fixed insurance sales since 07/2023; 80 hours per month during non-securities hours. 100% ownership of a retirement workshop, charging $39 per attendee; less than 1% of time is spent as a course presenter. Investment related content.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-06-17