Rachel Leigh Cooper

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-02

FL RA
APPROVED

Since 2025-09-02

Branch Locations

Sarasota, FL • United States

1819 Main Street Suite 1100, Sarasota, FL 34236-5999 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Sarasota	FL	07/2023	Present
Unemployed	Sarasota	FL	04/2023	07/2023
Caliber Home Loans	Bellingham	WA	01/2017	04/2023
Regus	Bellingham	WA	12/2016	01/2017
Barre 3	Bellingham	WA	12/2013	11/2016

07/2023 → Present

Rbc Capital Markets, Llc

Sarasota, FL
04/2023 → 07/2023

Unemployed

Sarasota, FL
01/2017 → 04/2023

Caliber Home Loans

Bellingham, WA
12/2016 → 01/2017

Regus

Bellingham, WA
12/2013 → 11/2016

Barre 3

Bellingham, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-13
S63	Uniform Securities Agent State Law Examination	2025-05-15

S65 Uniform Investment Adviser Law Examination

2025-08-13
S63 Uniform Securities Agent State Law Examination

2025-05-15

View on SEC IAPD

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