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James Edward Mcintire

LPl Enterprise, LLC

Southborough, MA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-04-01
  • MA RA
    APPROVED
    Since 2025-04-01

Branch Locations

257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Marlboro MA 08/2023 11/2024
Ihop Framingham MA 06/2017 09/2019
Umass Dartmouth Dartmouth MA 09/2019 05/2023
Framingham Highschool Framingham MA 08/2015 06/2019
The Prudential Insurance Company Of America Marlborough MA 09/2024 Present
Lpl Enterprise, Llc Marlborough MA 11/2024 Present
  • 08/2023 → 11/2024
    Pruco Securities Llc
    Marlboro, MA
  • 06/2017 → 09/2019
    Ihop
    Framingham, MA
  • 09/2019 → 05/2023
    Umass Dartmouth
    Dartmouth, MA
  • 08/2015 → 06/2019
    Framingham Highschool
    Framingham, MA
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    Marlborough, MA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Marlborough, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-24
  • S66 Uniform Combined State Law Examination
    2024-06-24
Other Names
  • James Mcintire

View on SEC IAPD

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