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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2012-02-21 |
| TX | RA | APPROVED_RES | 2009-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Beaver | PA | 09/2009 | Present |
1. CHILD HEALTH ASSOCIATION OF SEWICKLEY; 1108 OHIO RIVER BLVD SEWICKLEY PA 15143; CHARITABLE ORGANIZATION; ENDOWMENT COMMITTEE MEMBER; ASSIST THE COMMITTEE CHAIR IN UPDATING THE INVESTMENT POLICY STATEMENT AND EVALUATING THE INVESTMENT PERFORMANCE OF THE ENDOWMENT; AFFILIATION STARTED 11/02/2015; 2 hrs/month; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-29 |
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