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535 N. Church St. Suite 205, West Chester, PA 19380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-07-19 |
Branch Locations
535 N. Church St. Suite 205, West Chester, PA 19380 • United States
33 The Circle, Georgetown, De 19947, Georgetown, DE 19947 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Delaware | Newark | DE | 08/2019 | 05/2023 |
| Ballast Financial Advisors, Llc | Georgetown | DE | 08/2022 | 07/2023 |
| Jp Morgan Chase & Co. | Newark | DE | 06/2022 | 08/2022 |
| Ballast Financial Advisors, Llc | Georgetown | DE | 07/2023 | Present |
| Ballast Financial Advisors, Llc | Georgetown | DE | 12/2021 | 05/2022 |
| Spitzer Lighting | Newark | DE | 06/2021 | 12/2021 |
| Mathnasium | Middletown | DE | 12/2019 | 06/2021 |
| Kohl's | Middletown | DE | 06/2019 | 08/2019 |
| Seton Home Study School | Front Royal | VA | 01/2013 | 06/2019 |
1. Ballast & Associates, LLC; Investment related; Address: 33 The Circle, Georgetown, DE 19947; Tax Preparation Services; Clerical worker; Clerk; Start date: 03/01/2022; 20 hours a month; 4 hours during trading hours; tax preparation client services. 2. People's Place. Non-Investment related; Address: 1129 Airport Road, Milford, DE 19963. Non-Profit, People's Place identifies the social & mental health needs of Delawareans & facilities the provision of these services. Board Member. Start date: 04/2024; 2 hours a month; 0 hours during trading hours; Serves on board of directors, helping to oversee & provide guidance to the organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-16 |
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