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Current Employers
Ballast Financial Advisors, Llc

535 N. Church St. Suite 205, West Chester, PA 19380 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-07-19
  • DE RA
    APPROVED
    Since 2023-07-19

Branch Locations

535 N. Church St. Suite 205, West Chester, PA 19380 • United States

33 The Circle, Georgetown, De 19947, Georgetown, DE 19947 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Delaware Newark DE 08/2019 05/2023
Ballast Financial Advisors, Llc Georgetown DE 08/2022 07/2023
Jp Morgan Chase & Co. Newark DE 06/2022 08/2022
Ballast Financial Advisors, Llc Georgetown DE 07/2023 Present
Ballast Financial Advisors, Llc Georgetown DE 12/2021 05/2022
Spitzer Lighting Newark DE 06/2021 12/2021
Mathnasium Middletown DE 12/2019 06/2021
Kohl's Middletown DE 06/2019 08/2019
Seton Home Study School Front Royal VA 01/2013 06/2019
  • 08/2019 → 05/2023
    University Of Delaware
    Newark, DE
  • 08/2022 → 07/2023
    Georgetown, DE
  • 06/2022 → 08/2022
    Jp Morgan Chase & Co.
    Newark, DE
  • 07/2023 → Present
    Georgetown, DE
  • 12/2021 → 05/2022
    Georgetown, DE
  • 06/2021 → 12/2021
    Spitzer Lighting
    Newark, DE
  • 12/2019 → 06/2021
    Mathnasium
    Middletown, DE
  • 06/2019 → 08/2019
    Kohl's
    Middletown, DE
  • 01/2013 → 06/2019
    Seton Home Study School
    Front Royal, VA
Other Businesses

1. Ballast & Associates, LLC; Investment related; Address: 33 The Circle, Georgetown, DE 19947; Tax Preparation Services; Clerical worker; Clerk; Start date: 03/01/2022; 20 hours a month; 4 hours during trading hours; tax preparation client services. 2. People's Place. Non-Investment related; Address: 1129 Airport Road, Milford, DE 19963. Non-Profit, People's Place identifies the social & mental health needs of Delawareans & facilities the provision of these services. Board Member. Start date: 04/2024; 2 hours a month; 0 hours during trading hours; Serves on board of directors, helping to oversee & provide guidance to the organization.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-16
  • S65 Uniform Investment Adviser Law Examination
    2023-06-16
Designations
Other Names
  • Mark May

View on SEC IAPD

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