Inactive

Collin James Wegener

The Mosaic Financial Group, LLC

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Current Employers

The Mosaic Financial Group, Llc

225 W. Randolph Street Suite 2425, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-07-18

IL RA
APPROVED

Since 2023-07-18

Branch Locations

225 W. Randolph Street Suite 2425, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Mosaic Financial Group	Chicago	IL	07/2018	Present
Student	Sandwich	IL	07/2013	07/2018

07/2018 → Present

The Mosaic Financial Group

Chicago, IL
07/2013 → 07/2018

Student

Sandwich, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-29

S65 Uniform Investment Adviser Law Examination

2023-06-29

View on SEC IAPD

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