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Collin James Wegener

The Mosaic Financial Group, LLC

Chicago, IL

CRD 7785372

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Employer firm

The Mosaic Financial Group, LLC CRD 109816

$949M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • TAX PREPARATION

From the firm’s Form ADV. Read the guides:

Current Employers
The Mosaic Financial Group, Llc

225 W. Randolph Street Suite 2425, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-07-18
  • IL RA
    APPROVED
    Since 2023-07-18

Branch Locations

225 W. Randolph Street Suite 2425, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mosaic Financial Group Chicago IL 07/2018 Present
Student Sandwich IL 07/2013 07/2018
  • 07/2018 → Present
    The Mosaic Financial Group
    Chicago, IL
  • 07/2013 → 07/2018
    Student
    Sandwich, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-29
  • S65 Uniform Investment Adviser Law Examination
    2023-06-29

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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