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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-13
SC RA APPROVED 2024-11-11
  • NC RA
    APPROVED
    Since 2026-05-13
  • SC RA
    APPROVED
    Since 2024-11-11

Branch Locations

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

3061 North Sharon Amity Road, Charlotte, NC 28205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Fort Mill SC 08/2016 11/2016
Brixx Fort Mill SC 12/2016 06/2017
Unemployed Fort Mill SC 07/2017 10/2018
Unemployed Conway SC 11/2018 10/2019
Best Western Plus Myrtle Beach SC 11/2019 02/2020
Unemployed Conway SC 03/2020 07/2020
Double Tree Myrtle Beach SC 08/2020 12/2020
Four Points By Sheraton Myrtle Beach SC 01/2021 05/2021
Td Columbia SC 07/2022 08/2022
Unemployed Conway SC 09/2022 04/2023
Chadwell Supply Charlotte NC 05/2023 06/2023
Td Bank N.A. Greenville SC 07/2023 05/2026
Unemployed Conway SC 06/2021 06/2022
Td Private Client Wealth Llc Greenville SC 07/2023 05/2026
Td Bank N.A. Charlotte NC 05/2026 Present
Td Private Client Wealth Llc Charlotte NC 05/2026 Present
  • 08/2016 → 11/2016
    Unemployed
    Fort Mill, SC
  • 12/2016 → 06/2017
    Brixx
    Fort Mill, SC
  • 07/2017 → 10/2018
    Unemployed
    Fort Mill, SC
  • 11/2018 → 10/2019
    Unemployed
    Conway, SC
  • 11/2019 → 02/2020
    Best Western Plus
    Myrtle Beach, SC
  • 03/2020 → 07/2020
    Unemployed
    Conway, SC
  • 08/2020 → 12/2020
    Double Tree
    Myrtle Beach, SC
  • 01/2021 → 05/2021
    Four Points By Sheraton
    Myrtle Beach, SC
  • 07/2022 → 08/2022
    Td
    Columbia, SC
  • 09/2022 → 04/2023
    Unemployed
    Conway, SC
  • 05/2023 → 06/2023
    Chadwell Supply
    Charlotte, NC
  • 07/2023 → 05/2026
    Td Bank N.A.
    Greenville, SC
  • 06/2021 → 06/2022
    Unemployed
    Conway, SC
  • 07/2023 → 05/2026
    Greenville, SC
  • 05/2026 → Present
    Td Bank N.A.
    Charlotte, NC
  • 05/2026 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-30
  • S66 Uniform Combined State Law Examination
    2024-05-30
Other Names
  • Jean Ruiz

View on SEC IAPD

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