Best Investors Account Sign in

Jean Sebastain Ruiz Guzman

Td Private Client Wealth LLC

Greenville, SC

Charlotte, NC

CRD 7785269

Claim This Profile
Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-13
SC RA APPROVED 2024-11-11
  • NC RA
    APPROVED
    Since 2026-05-13
  • SC RA
    APPROVED
    Since 2024-11-11

Branch Locations

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

3061 North Sharon Amity Road, Charlotte, NC 28205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Fort Mill SC 08/2016 11/2016
Brixx Fort Mill SC 12/2016 06/2017
Unemployed Fort Mill SC 07/2017 10/2018
Unemployed Conway SC 11/2018 10/2019
Best Western Plus Myrtle Beach SC 11/2019 02/2020
Unemployed Conway SC 03/2020 07/2020
Double Tree Myrtle Beach SC 08/2020 12/2020
Four Points By Sheraton Myrtle Beach SC 01/2021 05/2021
Td Columbia SC 07/2022 08/2022
Unemployed Conway SC 09/2022 04/2023
Chadwell Supply Charlotte NC 05/2023 06/2023
Td Bank N.A. Greenville SC 07/2023 05/2026
Unemployed Conway SC 06/2021 06/2022
Td Private Client Wealth Llc Greenville SC 07/2023 05/2026
Td Bank N.A. Charlotte NC 05/2026 Present
Td Private Client Wealth Llc Charlotte NC 05/2026 Present
  • 08/2016 → 11/2016
    Unemployed
    Fort Mill, SC
  • 12/2016 → 06/2017
    Brixx
    Fort Mill, SC
  • 07/2017 → 10/2018
    Unemployed
    Fort Mill, SC
  • 11/2018 → 10/2019
    Unemployed
    Conway, SC
  • 11/2019 → 02/2020
    Best Western Plus
    Myrtle Beach, SC
  • 03/2020 → 07/2020
    Unemployed
    Conway, SC
  • 08/2020 → 12/2020
    Double Tree
    Myrtle Beach, SC
  • 01/2021 → 05/2021
    Four Points By Sheraton
    Myrtle Beach, SC
  • 07/2022 → 08/2022
    Td
    Columbia, SC
  • 09/2022 → 04/2023
    Unemployed
    Conway, SC
  • 05/2023 → 06/2023
    Chadwell Supply
    Charlotte, NC
  • 07/2023 → 05/2026
    Td Bank N.A.
    Greenville, SC
  • 06/2021 → 06/2022
    Unemployed
    Conway, SC
  • 07/2023 → 05/2026
    Greenville, SC
  • 05/2026 → Present
    Td Bank N.A.
    Charlotte, NC
  • 05/2026 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-30
  • S66 Uniform Combined State Law Examination
    2024-05-30
Other Names
  • Jean Ruiz

View on SEC IAPD

More in Greenville, SC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor