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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-21
LA RA APPROVED 2026-05-21
TX RA APPROVED 2026-05-21
  • CA RA
    APPROVED
    Since 2026-05-21
  • LA RA
    APPROVED
    Since 2026-05-21
  • TX RA
    APPROVED
    Since 2026-05-21

Branch Locations

6250 Topanga Canyon Blvd Suite 1545, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank, Ssb Woodland Hills CA 05/2026 Present
U.S. Bank Santa Barbara CA 05/2023 06/2024
U.S. Bancorp Investments, Inc. Santa Barbara CA 07/2023 06/2024
Union Bank Santa Barbara CA 07/2022 05/2023
Wells Fargo Santa Barbara CA 11/2021 07/2022
Unemployed Glendale CA 03/2020 11/2021
Banjanian Martial Arts North Hollywood CA 01/2016 03/2020
Charles Schwab & Co., Inc. Woodland Hills CA 06/2024 Present
Charles Schwab Bank Ssb Irvine CA 06/2024 06/2025
Schwab Wealth Advisory Inc Irvine CA 06/2025 05/2026
  • 05/2026 → Present
    Charles Schwab Bank, Ssb
    Woodland Hills, CA
  • 05/2023 → 06/2024
    U.S. Bank
    Santa Barbara, CA
  • 07/2023 → 06/2024
    U.S. Bancorp Investments, Inc.
    Santa Barbara, CA
  • 07/2022 → 05/2023
    Union Bank
    Santa Barbara, CA
  • 11/2021 → 07/2022
    Wells Fargo
    Santa Barbara, CA
  • 03/2020 → 11/2021
    Unemployed
    Glendale, CA
  • 01/2016 → 03/2020
    Banjanian Martial Arts
    North Hollywood, CA
  • 06/2024 → Present
    Woodland Hills, CA
  • 06/2024 → 06/2025
    Charles Schwab Bank Ssb
    Irvine, CA
  • 06/2025 → 05/2026
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-20
S63 Uniform Securities Agent State Law Examination 2023-09-05
  • S66 Uniform Combined State Law Examination
    2024-01-20
  • S63 Uniform Securities Agent State Law Examination
    2023-09-05
Designations
  • Certified Financial Planner

View on SEC IAPD

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