Best Investors Account Sign in

Brendan T Majocha

First Trust Advisors LP

Wheaton, IL

Claim This Profile
Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-31
  • IL RA
    APPROVED
    Since 2024-07-31

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Pittsburgh PA 07/2023 07/2024
Student Monroeville PA 08/2016 06/2019
Harvest Financial Pittsburgh PA 05/2022 08/2022
Harvest Financial Pittsburgh PA 01/2023 01/2023
Student Cleveland OH 08/2022 01/2023
Student Cleveland OH 02/2023 07/2023
Student Cleveland OH 06/2019 05/2022
First Trust Portfolios L.P. Wheaton IL 07/2024 Present
First Trust Advisors L.P. Wheaton IL 07/2024 Present
  • 07/2023 → 07/2024
    Lpl Financial Llc
    Pittsburgh, PA
  • 08/2016 → 06/2019
    Student
    Monroeville, PA
  • 05/2022 → 08/2022
    Harvest Financial
    Pittsburgh, PA
  • 01/2023 → 01/2023
    Harvest Financial
    Pittsburgh, PA
  • 08/2022 → 01/2023
    Student
    Cleveland, OH
  • 02/2023 → 07/2023
    Student
    Cleveland, OH
  • 06/2019 → 05/2022
    Student
    Cleveland, OH
  • 07/2024 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 07/2024 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-09
  • S66 Uniform Combined State Law Examination
    2024-05-09
Other Names
  • Brendan Majocha

View on SEC IAPD

Other Firms

BOOSTER ASSET MANAGEMENT, LLC
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE ASSET MANAGEMENT, LLC
BROOKSTONE CAPITAL MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
MONETTA FINANCIAL SERVICES INC

Other Investors

CORY JOHN GREBE
ALLAN CURTIS PARLIER
JASON MICHAEL CRUMP
DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

More in Wheaton, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor