Brennen Carlsen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-11-20

KY RA
APPROVED

Since 2025-11-20

Branch Locations

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Louisville	KY	06/2023	12/2023
Padoc Llc.	Danville	KY	12/2017	Present
Self Employed	Danville	KY	05/2016	06/2020
Centre College	Danville	KY	08/2019	05/2023
Unemployed	Danville	KY	06/2019	07/2019
Boyle County High School	Danville	KY	09/2015	05/2019
Lpl Financial	Louisville	KY	11/2025	Present

06/2023 → 12/2023

Pruco Securities Llc

Louisville, KY
12/2017 → Present

Padoc Llc.

Danville, KY
05/2016 → 06/2020

Self Employed

Danville, KY
08/2019 → 05/2023

Centre College

Danville, KY
06/2019 → 07/2019

Unemployed

Danville, KY
09/2015 → 05/2019

Boyle County High School

Danville, KY
11/2025 → Present

Lpl Financial

Louisville, KY

Previous Registrations

2023-12-12 → 2023-12-22

Pruco Securities, Llc.

Louisville, KY

Other Businesses

1)10/03/2025 - Omnis Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)10/03/2025 - PADOC LLC. - HR/Employee benefits - Non-Inv Rel - Danville, KY - Start: 12/2017 - 80 Hr/Mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-11

S66 Uniform Combined State Law Examination

2023-12-11

View on SEC IAPD