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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-03 |
Branch Locations
58 South River Drive Suite 401, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Renaissance Financial | Phoenix | AZ | 07/2023 | 01/2024 |
| Minnesota Life Insurance Co | St Paul | MN | 07/2023 | 08/2023 |
| Securian Financial Services Inc | St Paul | MN | 07/2023 | 08/2023 |
| Comerica Bank | Mesa | AZ | 02/2022 | 05/2022 |
| Black Sheep Golf Club | Sugar Grove | IL | 05/2016 | 07/2023 |
| Full Time Student | Aurora | IL | 06/2013 | 05/2021 |
| Full Time Student | Tempe | AZ | 08/2021 | 12/2023 |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2023 | 01/2024 |
| Thornburg Investment Management | Santa Fe | NM | 06/2024 | 09/2025 |
| Smead Capital Management | Phoenix | AZ | 01/2024 | 06/2024 |
| Morgan Stanley | Tempe | AZ | 09/2025 | Present |
*676939 - Ebay or Amazon; Investment related: No; Scottsdale, Arizona; Recreation; Owner of Amazon and Ebay account where I sell things I find at Garage sales (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 5; Administrative:Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-13 |
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