Monica Maribel Castellano

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-19

TX RA
APPROVED

Since 2024-03-19

Branch Locations

Edinburg , TX • United States

1700 South 10Th Street Paseo Plaza Shopping Center, Mcallen, TX 78503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Mcallen	TX	08/2023	Present
Mcallen Isd	Mcallen	TX	01/2020	05/2023
Psja Isd	Pharr	TX	08/2010	12/2019

08/2023 → Present

Ubs Financial Services Inc

Mcallen, TX
01/2020 → 05/2023

Mcallen Isd

Mcallen, TX
08/2010 → 12/2019

Psja Isd

Pharr, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-18

S66 Uniform Combined State Law Examination

2024-03-18

View on SEC IAPD

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Other Investors

Abelardo Juan Leal

Rafael Rodriguez

William Steven Alaniz

Rati Manish Tripathi

BERNADETTE YOUNGSIL KIM

DIEGO GUADALUPE MORENO

CESAR ALEJANDRO RIVERA VILLEGAS

Other Offices

EDWARD JONES · Edinburg, TX

EDWARD JONES · Edinburg, TX

TRANSAMERICA FINANCIAL ADVISORS, LLC · EDINBURG, TX

WELLS FARGO CLEARING SERVICES, LLC · EDINBURG, TX

EAGLE STRATEGIES LLC · EDINBURG, TX

EAGLE STRATEGIES LLC · EDINBURG, TX

KWS ADVISORY GROUP, LLC · EDINBURG, TX

STATE FARM INVESTMENT MANAGEMENT CORP. · Edinburg, TX

More in Edinburg, TX

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