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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-06 |
Branch Locations
2808 W Trenton Rd, Edinburg, TX 78539 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Incarnate Word | San Antonio | TX | 08/2014 | 05/2018 |
| Nylife Securities Llc | San Antonio | TX | 01/2019 | 06/2019 |
| Bbva Securities Inc. | San Antonio | TX | 06/2019 | 07/2020 |
| Bbva Usa | Birmingham | AL | 06/2019 | 07/2020 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 06/2019 | 07/2020 |
| New York Life Insurance Company | San Antonio | TX | 11/2018 | 06/2019 |
| International Bank Of Commerce | San Antonio | TX | 08/2018 | 11/2018 |
| Ancira Chrysler Jeep Dodge Ram | San Antonio | TX | 06/2018 | 08/2018 |
| New York Life Insurance Company | San Antonio | TX | 11/2018 | 06/2019 |
| Unemployed | San Antonio | TX | 08/2016 | 01/2017 |
| Friendly Care Primary Services | Laredo | TX | 06/2020 | Present |
| Nylife Securities Llc | San Antonio | TX | 03/2021 | 04/2022 |
| New York Life Insurance Co | San Antonio | TX | 08/2020 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Edinburg | TX | 01/2023 | Present |
| Wells Fargo Bank, Na | Edinburg | TX | 01/2023 | Present |
LIZ GROUP, LLC; NOT INV. RELATED; MCALLEN,TX; 50% OWNERSHIP; START DATE 01/01/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; COMMERCIAL RENTAL REAL ESTATE. FRIENDLY CARE PRIMARY SERVICES; NOT INV. RELATED; LAREDO,TX; BILLING CLERK; START DATE 06/01/2020; NUMBER OF HOURS PER MONTH 120; NUMBER OF HOURS DURING TRADING 0; BILLING SERVICES. RENTAL PROPERTY; INV. RELATED; MCALLEN,TX; 50% OWNERSHIP; START DATE 01/01/2022; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; CO-OWNER. DM LEGACY, LLC, INVT RELATED, EDINBURG, TX, 100% OWNERSHIP, START DATE 5/26/2023, 10 HRS PER MONTH, 0 HRS DURING TRADING, INVESTING IN REAL ESTATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-31 |
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