Diego Guadalupe Moreno

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 05/2018
  University Of Incarnate Word
  San Antonio, TX
• 01/2019 → 06/2019
  Nylife Securities Llc
  San Antonio, TX
• 06/2019 → 07/2020
  Bbva Securities Inc.
  San Antonio, TX
• 06/2019 → 07/2020
  Bbva Usa
  Birmingham, AL
• 06/2019 → 07/2020
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 11/2018 → 06/2019
  New York Life Insurance Company
  San Antonio, TX
• 08/2018 → 11/2018
  International Bank Of Commerce
  San Antonio, TX
• 06/2018 → 08/2018
  Ancira Chrysler Jeep Dodge Ram
  San Antonio, TX
• 11/2018 → 06/2019
  New York Life Insurance Company
  San Antonio, TX
• 08/2016 → 01/2017
  Unemployed
  San Antonio, TX
• 06/2020 → Present
  Friendly Care Primary Services
  Laredo, TX
• 03/2021 → 04/2022
  Nylife Securities Llc
  San Antonio, TX
• 08/2020 → 04/2022
  New York Life Insurance Co
  San Antonio, TX
• 01/2023 → Present
  Wells Fargo Clearing Services, Llc
  Edinburg, TX
• 01/2023 → Present
  Wells Fargo Bank, Na
  Edinburg, TX

Other Businesses

LIZ GROUP, LLC; NOT INV. RELATED; MCALLEN,TX; 50% OWNERSHIP; START DATE 01/01/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; COMMERCIAL RENTAL REAL ESTATE. FRIENDLY CARE PRIMARY SERVICES; NOT INV. RELATED; LAREDO,TX; BILLING CLERK; START DATE 06/01/2020; NUMBER OF HOURS PER MONTH 120; NUMBER OF HOURS DURING TRADING 0; BILLING SERVICES. RENTAL PROPERTY; INV. RELATED; MCALLEN,TX; 50% OWNERSHIP; START DATE 01/01/2022; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; CO-OWNER. DM LEGACY, LLC, INVT RELATED, EDINBURG, TX, 100% OWNERSHIP, START DATE 5/26/2023, 10 HRS PER MONTH, 0 HRS DURING TRADING, INVESTING IN REAL ESTATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-06
• S63 Uniform Securities Agent State Law Examination
  2019-03-31

Other Names

• Diego G Moreno
• Diego Moreno
• Diego Guadalupe Moreno