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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-23
  • MD RA
    APPROVED
    Since 2025-01-23

Branch Locations

Eldersburg, MD • United States

15 E Main St., Ste 221, Westminster, MD 21157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2024 Present
Cambridge Investment Research, Inc Fairfield IA 07/2023 04/2024
Space Telescope Science Institute Baltimore MD 03/2008 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2025 Present
  • 04/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2023 → 04/2024
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 03/2008 → Present
    Space Telescope Science Institute
    Baltimore, MD
  • 01/2025 → Present
    Fairfield, IA
Other Businesses

1. SPACE TELESCOPE SCIENCE INSTITUTE, 3700 San Martin Drive, Baltimore MD 21218, United States, 03/31/2008, W2 Employee, NIR, 173 HR/MO - 119 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2025, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. 3. ROBERT GICKING, 1314 Woodridge Ln, Eldersburg MD 21784, United States, 12/01/2025, Owner, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING 4. THE FINANCIAL CENTER - INSURANCE LICENSE, 15 E. Main St, Suite 221, Westminster MD 21157, 02/2026, Maryland Insurance License - Producer (Life, Health, Medical, Annuity, Variable Annuity), Insurance/Benefits/Human Resources, NIR, 2 HR/MO, 8 HR/MO TRADING 5. THE FINANCIAL CENTER, 15 E. Main Street, Suite 221, Westminster MD 21157, United States, 08/10/2024, Investment Advisor Representative, DBA Name, INV REL, 20 HR/MO - 10 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-04-17
S65 Uniform Investment Adviser Law Examination 2024-12-21
  • S63 Uniform Securities Agent State Law Examination
    2025-04-17
  • S65 Uniform Investment Adviser Law Examination
    2024-12-21
Other Names
  • Robert Shelly Gicking

View on SEC IAPD

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