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Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-06-18
  • WA RA
    APPROVED
    Since 2025-06-18

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Asset Management Charlotte NC 07/2023 Present
Pricewaterhousecoopers San Diego CA 09/2021 07/2023
Ymca San Diego CA 04/2021 09/2021
University Of San Diego San Diego CA 01/2021 05/2021
Jamba Juice Carlsbad CA 09/2016 04/2017
University Of San Diego San Diego CA 09/2017 06/2021
El Camino High School Oceanside CA 06/2013 09/2017
Principal Funds Distributor, Inc. Charlotte NC 10/2023 Present
  • 07/2023 → Present
    Charlotte, NC
  • 09/2021 → 07/2023
    Pricewaterhousecoopers
    San Diego, CA
  • 04/2021 → 09/2021
    Ymca
    San Diego, CA
  • 01/2021 → 05/2021
    University Of San Diego
    San Diego, CA
  • 09/2016 → 04/2017
    Jamba Juice
    Carlsbad, CA
  • 09/2017 → 06/2021
    University Of San Diego
    San Diego, CA
  • 06/2013 → 09/2017
    El Camino High School
    Oceanside, CA
  • 10/2023 → Present
    Principal Funds Distributor, Inc.
    Charlotte, NC
Other Businesses

1) Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-28
  • S66 Uniform Combined State Law Examination
    2023-11-28
Other Names
  • Lexi Mcmahon
  • Alexa Mcmahon

View on SEC IAPD

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