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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-07-17
  • OH RA
    APPROVED
    Since 2023-07-17

Branch Locations

8281 Mcewen Rd, Dayton, OH 45458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mike Little Insurance Agency Dayton OH 10/2021 Present
State Farm Insurance Bloomington IL 04/2021 10/2021
Starwin Industries Dayton OH 08/2006 10/2020
Unemployed Springboro OH 10/2020 04/2021
State Farm Vp Management Corp Dayton OH 07/2023 Present
State Farm Investment Management Corp Dayton OH 07/2023 Present
  • 10/2021 → Present
    Mike Little Insurance Agency
    Dayton, OH
  • 04/2021 → 10/2021
    State Farm Insurance
    Bloomington, IL
  • 08/2006 → 10/2020
    Starwin Industries
    Dayton, OH
  • 10/2020 → 04/2021
    Unemployed
    Springboro, OH
  • 07/2023 → Present
    State Farm Vp Management Corp
    Dayton, OH
  • 07/2023 → Present
    Dayton, OH
Other Businesses

1) Michael Little's Insurance Agency; Investment-related; 8281 McEwen Rd Dayton OH 45458; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/2001; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-08-11
S65 Uniform Investment Adviser Law Examination 2023-07-03
  • S63 Uniform Securities Agent State Law Examination
    2023-08-11
  • S65 Uniform Investment Adviser Law Examination
    2023-07-03

View on SEC IAPD

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