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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-21
  • IL RA
    APPROVED
    Since 2024-06-21

Branch Locations

163 N. York Road, Elmhurst, IL 60126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company Saint Paul MN 07/2023 08/2023
Renaissance Financial Corp St. Louis MO 11/2023 04/2024
Securian Financial Services Saint Paul MN 07/2023 08/2023
Two Men And A Truck/ J&C Enterprises Sunset Hills MO 06/2023 10/2023
Spec-Tech Industrial Valley Park MO 06/2022 08/2022
Midwest Futures O'FAllon MO 06/2022 08/2022
Butlers Pantry St. Louis MO 06/2022 08/2022
Amazon Wooddale IL 05/2020 08/2020
Cetera Advisor Networks Llc St. Louis MO 08/2023 04/2024
Cetera Investment Advisers Llc Schaumburg IL 11/2023 04/2024
J.P. Morgan Securities Llc Lombard IL 06/2024 Present
Jpmorgan Chase Bank (Il) Lombard IL 06/2024 Present
J & C Enterprises, Inc St. Louis MO 05/2023 10/2023
Tasty Catering Corp Elk Grove Village IL 05/2018 12/2018
Mt Prospect Park District Mt. Prospect IL 02/2017 09/2017
Unemployed Des Plaines IL 06/2014 01/2017
Unemployed Des Plaines IL 01/2018 08/2019
Unemployed St. Louis MO 09/2019 04/2020
Unemployed St. Louis MO 09/2020 05/2022
Unemployed St. Louis MO 09/2022 04/2023
Unemployed St. Louis MO 05/2024 05/2024
Unemployed Des Plaines IL 10/2017 04/2018
Illinois Bucs/Ryp St. Charles IL 04/2025 05/2026
Ryp St. Charles IL 09/2025 05/2026
  • 07/2023 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 11/2023 → 04/2024
    Renaissance Financial Corp
    St. Louis, MO
  • 07/2023 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 06/2023 → 10/2023
    Two Men And A Truck/ J&C Enterprises
    Sunset Hills, MO
  • 06/2022 → 08/2022
    Spec-Tech Industrial
    Valley Park, MO
  • 06/2022 → 08/2022
    Midwest Futures
    O'FAllon, MO
  • 06/2022 → 08/2022
    Butlers Pantry
    St. Louis, MO
  • 05/2020 → 08/2020
    Amazon
    Wooddale, IL
  • 08/2023 → 04/2024
    Cetera Advisor Networks Llc
    St. Louis, MO
  • 11/2023 → 04/2024
    Schaumburg, IL
  • 06/2024 → Present
    Lombard, IL
  • 06/2024 → Present
    Jpmorgan Chase Bank (Il)
    Lombard, IL
  • 05/2023 → 10/2023
    J & C Enterprises, Inc
    St. Louis, MO
  • 05/2018 → 12/2018
    Tasty Catering Corp
    Elk Grove Village, IL
  • 02/2017 → 09/2017
    Mt Prospect Park District
    Mt. Prospect, IL
  • 06/2014 → 01/2017
    Unemployed
    Des Plaines, IL
  • 01/2018 → 08/2019
    Unemployed
    Des Plaines, IL
  • 09/2019 → 04/2020
    Unemployed
    St. Louis, MO
  • 09/2020 → 05/2022
    Unemployed
    St. Louis, MO
  • 09/2022 → 04/2023
    Unemployed
    St. Louis, MO
  • 05/2024 → 05/2024
    Unemployed
    St. Louis, MO
  • 10/2017 → 04/2018
    Unemployed
    Des Plaines, IL
  • 04/2025 → 05/2026
    Illinois Bucs/Ryp
    St. Charles, IL
  • 09/2025 → 05/2026
    Ryp
    St. Charles, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-25
  • S66 Uniform Combined State Law Examination
    2023-10-25
Other Names
  • Nick Hofmann
  • Nicholas Hofmann
  • Nicholas Richard Hofmann

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