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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
TX RA APPROVED 2024-11-30
  • FL RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-11-30

Branch Locations

1401 Manatee Ave W, Bradenton, FL 34205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2023 09/2024
Blossom Nail Spa Llc Bradenton FL 07/2013 05/2018
Manatee Memorial Hospital Bradenton FL 05/2018 05/2019
Blossom Nail Spa Llc Bradenton FL 05/2020 06/2021
Century 21 Integra Llc Bradenton FL 06/2021 03/2023
Blossom Nail Spa Llc Bradenton FL 04/2023 06/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bradenton FL 10/2024 Present
Real Estate Sales Associate Bradenton FL 06/2021 05/2023
Keiser University Sarasota FL 01/2018 04/2022
Bank Of America, N.A. Bradenton FL 12/2024 Present
  • 07/2023 → 09/2024
    St Louis, MO
  • 07/2013 → 05/2018
    Blossom Nail Spa Llc
    Bradenton, FL
  • 05/2018 → 05/2019
    Manatee Memorial Hospital
    Bradenton, FL
  • 05/2020 → 06/2021
    Blossom Nail Spa Llc
    Bradenton, FL
  • 06/2021 → 03/2023
    Century 21 Integra Llc
    Bradenton, FL
  • 04/2023 → 06/2023
    Blossom Nail Spa Llc
    Bradenton, FL
  • 10/2024 → Present
    Bradenton, FL
  • 06/2021 → 05/2023
    Real Estate Sales Associate
    Bradenton, FL
  • 01/2018 → 04/2022
    Keiser University
    Sarasota, FL
  • 12/2024 → Present
    Bank Of America, N.A.
    Bradenton, FL
Previous Registrations
  • 2023-10-11 → 2024-08-16
    St. Louis, MO
    Bradenton, FL
    St Louis, MO
    Palmetto, FL
Other Businesses

I*: 2116361 Entity Type: For Profit Name of OBA: All-Essential Mart Address: Bradenton, Florida, 34212 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04-Aug-2021 Number of Hours: 0 Number of Hours during trading: 0 Duties: The entity was created on 8/4/21 with the intension to establish online business. However, the plan was not through. The business is no longer active. No filings in the future. No professional licensing in the future.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-05
  • S66 Uniform Combined State Law Examination
    2023-10-05
Other Names
  • Tram Ngoc Nguyen
  • Tram Nguyen

View on SEC IAPD

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