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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2019-08-08 |
| CA | RA | APPROVED | 2019-08-05 |
| TX | RA | APPROVED_RES | 2019-07-26 |
Branch Locations
3883 S Carson St, Carson City, NV 89701 • United States
1353 Us Highway 395 N, Gardnerville, NV 89410 • United States
200 S Virginia St, Reno, NV 89501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Carson City | NV | 10/2012 | 07/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Reno | NV | 10/2012 | 07/2019 |
| J.P. Morgan Securities Llc | Gardnersville | NV | 07/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Gardnersville | NV | 07/2019 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 2/1/2016 ADDRESS: 3409 CARSON CITY, NV. 2237 CARSON CITY, NV DETAILS: real estate investment/ownership INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: UNKNOWN
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-04 |
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