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38 Fountain Square Plaza, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-03 |
| NY | RA | APPROVED | 2023-07-19 |
Branch Locations
38 Fountain Square Plaza, Cincinnati, OH 45263 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Wealth Advisors | Tarrytown | NY | 07/2023 | Present |
| Bny Mellon | White Plains | NY | 06/1990 | 07/2023 |
Trustee of Hudson highlands Nature Museum (not for profit) at 120 muser drive cornwall, NY 12518. Non investment related, a nature based education program. Started Jan 2022. Up to about 6 hours a month. Board and committee (development, finance) meetings, event participation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-19 |
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