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Ulysses Arthur Barnes

Park Avenue Securities LLC

Metairie, LA

Lacombe, LA

CRD 7782666

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-06
WI RA APPROVED 2025-06-24
LA RA APPROVED 2025-06-10
  • TX RA
    APPROVED
    Since 2026-05-06
  • WI RA
    APPROVED
    Since 2025-06-24
  • LA RA
    APPROVED
    Since 2025-06-10

Branch Locations

3300 West Esplanade Suite 210, Metairie, LA 70002 • United States

Lacombe, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Engel And Voelkers, Slidell - Mandeville Slidell LA 07/2022 08/2022
Team Geaux Realty Mandeville LA 08/2022 04/2023
Melrose Group Realty Mandeville LA 08/2022 09/2023
Rhodes College Memphis TN 08/2018 07/2022
Amc Theatres Harvey LA 02/2016 02/2017
N/A Harvey LA 02/2017 08/2018
Guardian Life Insurance Of America Metairie LA 09/2023 04/2024
Park Avenue Securities Metairie LA 04/2024 Present
Guardian Life Insurance Metairie LA 04/2024 Present
Guardian Life Insurance Lacombe LA 10/2024 Present
Park Avenue Securities Lacombe LA 10/2024 Present
  • 07/2022 → 08/2022
    Engel And Voelkers, Slidell - Mandeville
    Slidell, LA
  • 08/2022 → 04/2023
    Team Geaux Realty
    Mandeville, LA
  • 08/2022 → 09/2023
    Melrose Group Realty
    Mandeville, LA
  • 08/2018 → 07/2022
    Rhodes College
    Memphis, TN
  • 02/2016 → 02/2017
    Amc Theatres
    Harvey, LA
  • 02/2017 → 08/2018
    N/A
    Harvey, LA
  • 09/2023 → 04/2024
    Guardian Life Insurance Of America
    Metairie, LA
  • 04/2024 → Present
    Park Avenue Securities
    Metairie, LA
  • 04/2024 → Present
    Guardian Life Insurance
    Metairie, LA
  • 10/2024 → Present
    Guardian Life Insurance
    Lacombe, LA
  • 10/2024 → Present
    Park Avenue Securities
    Lacombe, LA
Other Businesses

1. Outside Insurance, Start Date: 8/17/2026, Nature: Insurance sales, Address: 3300 West Esplanade Ave S. Suite #210 Metairie, LA 70002, Duties: Independent Contractor selling insurance other than Guardian, 2 total hours per month; 2 during securites trading hours, Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-06
  • S66 Uniform Combined State Law Examination
    2025-06-06
Other Names
  • Tre' Barnes

View on SEC IAPD

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