Neil Jeffrey Altshuler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1999 → 10/2017
  National Planning Corporation
  Somerville, NJ
• 10/2017 → 04/2022
  Securities America, Inc.
  Lebanon, NJ
• 10/2017 → 04/2022
  Securities America Advisors
  Lebanon, NJ
• 01/2013 → Present
  Deo, Lamanna, Deo & Co., P.C.
  Denville, NJ
• 04/2022 → Present
  Lpl Financial Llc
  Lebabon, NJ

Previous Registrations

• 2017-10-23 → 2022-04-28
  Securities America Advisors, Inc.
  Whitehouse Station, NJ
  Lebanon, NJ
• 2002-10-11 → 2017-10-24
  National Planning Corporation
  Whitehouse Station, NJ
  Somerville, NJ
  Bridgewater, NJ

Other Businesses

1) 4/2022 - DBA for LPL Business (entity for LPL business) - U.S. Advisory, LLC - Inv. Related - Lebanon, NJ 2) 04/18/2024 - BKC CPAs, PC - Tax Prep/Accounting/CPA - CPA - Investment Related - 39 State Route 12, Ste 2, Flemington, NJ 08822 - Start Date 01/01/2024 - 160 Hours Per Month/ 120 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-12-19

Designations

• Certified Financial Planner