Caitlyn Lessard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2024-03-21

NH RA
APPROVED

Since 2024-03-21

Branch Locations

75 Portsmouth Blvd; Ste 120B, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sage Wealth Partners	Portsmouth	NH	07/2023	Present
Prime Buchholz Llc	Portsmouth	NH	01/2019	07/2023
Unemployed	Northwood	NH	06/2018	01/2019
Gmo Llc	Boston	MA	04/2007	06/2018
Lpl Financial Llc	Portsmouth	NH	07/2023	Present

07/2023 → Present

Sage Wealth Partners

Portsmouth, NH
01/2019 → 07/2023

Prime Buchholz Llc

Portsmouth, NH
06/2018 → 01/2019

Unemployed

Northwood, NH
04/2007 → 06/2018

Gmo Llc

Boston, MA
07/2023 → Present

Lpl Financial Llc

Portsmouth, NH

Other Businesses

1)12/06/2023 - Sage Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2023 - 160 Hr/Mth 2)12/06/2023 - Notary - State of New Hampshire - Inv Rel - Start: 06/23

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-20

S66 Uniform Combined State Law Examination

2024-03-20

View on SEC IAPD