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James Madison Spires

Charles Schwab & Co., Inc.

Columbia, SC

CRD 7782286

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-20
SC RA APPROVED 2024-03-30
  • TX RA
    APPROVED
    Since 2024-08-20
  • SC RA
    APPROVED
    Since 2024-03-30

Branch Locations

1033 Roberts Branch Parkway Suite 203, Columbia, SC 29203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co, Inc Columbia SC 07/2023 Present
Hra Management Irmo SC 02/2023 09/2023
Academy Sports And Outdoors Columbia SC 10/2022 01/2023
Ups West Columbia SC 08/2022 10/2022
Grace Christian School West Columbia SC 10/2021 02/2023
Mazda Of Columbia Columbia SC 12/2020 10/2021
Chc Company Llc Lexington SC 08/2020 12/2020
Amazon Fulfillment Center West Columbia SC 06/2020 08/2020
Student West Columbia SC 07/2014 05/2020
  • 07/2023 → Present
    Charles Schwab & Co, Inc
    Columbia, SC
  • 02/2023 → 09/2023
    Hra Management
    Irmo, SC
  • 10/2022 → 01/2023
    Academy Sports And Outdoors
    Columbia, SC
  • 08/2022 → 10/2022
    Ups
    West Columbia, SC
  • 10/2021 → 02/2023
    Grace Christian School
    West Columbia, SC
  • 12/2020 → 10/2021
    Mazda Of Columbia
    Columbia, SC
  • 08/2020 → 12/2020
    Chc Company Llc
    Lexington, SC
  • 06/2020 → 08/2020
    Amazon Fulfillment Center
    West Columbia, SC
  • 07/2014 → 05/2020
    Student
    West Columbia, SC
Other Businesses

HRA Management|Investment Related:No|245 Laurel Road;Lexington;South Carolina;29073;United States|Automotive Sales|Sales Associate Floater|2025-03-08|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|During weekends: Traveling to various sites, selling car wash memberships, increasing database growth, and supporting operations as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-30
  • S66 Uniform Combined State Law Examination
    2024-03-30
Other Names
  • Madison Spires
  • James Madison Spires
  • Madison Madison Spires

View on SEC IAPD

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