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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-25
  • TX RA
    APPROVED
    Since 2025-07-25

Branch Locations

The Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Serup The Woodlands TX 12/2018 07/2024
Universidad De San Buenaventura Bogota 07/2016 12/2018
Thrivent Investment Management Inc. The Woodlands TX 08/2023 Present
Thrivent Financial Appleton WI 07/2024 11/2024
Thrivent Financial Appleton WI 11/2024 Present
  • 12/2018 → 07/2024
    Serup
    The Woodlands, TX
  • 07/2016 → 12/2018
    Universidad De San Buenaventura
    Bogota
  • 08/2023 → Present
    The Woodlands, TX
  • 07/2024 → 11/2024
    Thrivent Financial
    Appleton, WI
  • 11/2024 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

SERUP LEADERSHIP ACADEMY POSITION: Founder & Content Creator NATURE: Creation and distribution of online educational courses focused on leadership, communication, personal development, and family planning.Content is general-education only and does not include financial advice, product recommendations, or any reference to Thrivent.Courses are hosted and sold on the digital platform Hotmart and Skool. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2026 ADDRESS: 20 South Cypress Pine Dr, The Woodlands TX 77381, United States DESCRIPTION: I will create, record, and upload online educational content focused on leadership, communication, and family development. My responsibilities include preparing course materials, organizing lessons, and managing the content hosted on the chosen online platform. I will not provide financial advice, investment guidance, or discuss any financial products in any form

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-10
S63 Uniform Securities Agent State Law Examination 2024-06-03
  • S65 Uniform Investment Adviser Law Examination
    2024-10-10
  • S63 Uniform Securities Agent State Law Examination
    2024-06-03

View on SEC IAPD

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