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Inactive

Frank Bradley Miller

The Mosaic Financial Group, LLC

Chicago, IL

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Current Employers
The Mosaic Financial Group, Llc

225 W. Randolph Street Suite 2425, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-07-10
  • IL RA
    APPROVED
    Since 2023-07-10

Branch Locations

225 W. Randolph Street Suite 2425, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mosaic Financial Group Llc Chicago IL 12/2020 Present
Anita Dee Yacht Charters Chicago IL 05/2017 10/2020
Rink Management Services Corp. Chicago IL 09/2019 04/2020
Illinois Institute Of Technology Chicago IL 03/2016 05/2019
  • 12/2020 → Present
    The Mosaic Financial Group Llc
    Chicago, IL
  • 05/2017 → 10/2020
    Anita Dee Yacht Charters
    Chicago, IL
  • 09/2019 → 04/2020
    Rink Management Services Corp.
    Chicago, IL
  • 03/2016 → 05/2019
    Illinois Institute Of Technology
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-17
  • S65 Uniform Investment Adviser Law Examination
    2023-06-17

View on SEC IAPD

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Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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