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Lucas Anthony Wagner

Ubs Financial Services Inc.

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-22
  • CA RA
    APPROVED
    Since 2025-12-22

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 08/2025 Present
549 Sports San Diego CA 09/2022 07/2025
Western Alliance Bank - Amerihome Mortgage Westlake Village CA 05/2024 08/2024
Morgan Stanley Miami FL 08/2023 09/2023
Nksfb Los Angeles CA 06/2023 08/2023
Trek Bicycle Westlake Village CA 08/2020 09/2022
Middle School, High School, University Of California, San Diego San Diego CA 08/2014 12/2024
  • 08/2025 → Present
    Ubs Financial Services Inc.
    Los Angeles, CA
  • 09/2022 → 07/2025
    549 Sports
    San Diego, CA
  • 05/2024 → 08/2024
    Western Alliance Bank - Amerihome Mortgage
    Westlake Village, CA
  • 08/2023 → 09/2023
    Morgan Stanley
    Miami, FL
  • 06/2023 → 08/2023
    Nksfb
    Los Angeles, CA
  • 08/2020 → 09/2022
    Trek Bicycle
    Westlake Village, CA
  • 08/2014 → 12/2024
    Middle School, High School, University Of California, San Diego
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-22
  • S66 Uniform Combined State Law Examination
    2025-12-22
Other Names
  • Lucas A Wagner

View on SEC IAPD

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