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Caleb Michael Wood

J.P. Morgan Securities LLC

Raleigh, NC

Charlotte, NC

CRD 7781660

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-25
TX RA APPROVED 2023-08-25
  • NC RA
    APPROVED
    Since 2023-08-25
  • TX RA
    APPROVED
    Since 2023-08-25

Branch Locations

4000 Center At Northhills St., Raleigh, NC 27609 • United States

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Charlotte NC 07/2023 Present
Jpmorgan Chase Bank, N.A. Charlotte NC 07/2023 Present
Brigham Young University Provo UT 01/2018 04/2023
Jpmorgan Chase & Co. Tampa FL 06/2022 08/2022
Brigham Young University Provo UT 01/2021 05/2022
Athos Private Wealth Holladay UT 01/2023 06/2023
Brigham Young University Provo UT 08/2022 01/2023
Benny Marzano's Blacksburg VA 10/2017 12/2017
Tiger Fuel Company Charlottesville VA 07/2016 07/2017
Unemployed Blacksburg VA 08/2017 09/2017
  • 07/2023 → Present
    J.P. Morgan Securities Llc
    Charlotte, NC
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
  • 01/2018 → 04/2023
    Brigham Young University
    Provo, UT
  • 06/2022 → 08/2022
    Jpmorgan Chase & Co.
    Tampa, FL
  • 01/2021 → 05/2022
    Brigham Young University
    Provo, UT
  • 01/2023 → 06/2023
    Athos Private Wealth
    Holladay, UT
  • 08/2022 → 01/2023
    Brigham Young University
    Provo, UT
  • 10/2017 → 12/2017
    Benny Marzano's
    Blacksburg, VA
  • 07/2016 → 07/2017
    Tiger Fuel Company
    Charlottesville, VA
  • 08/2017 → 09/2017
    Unemployed
    Blacksburg, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-25
  • S66 Uniform Combined State Law Examination
    2023-08-25
Other Names
  • Caleb Michael Wood
  • Caleb Wood

View on SEC IAPD

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