John David Smith

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 11/2012 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2006-06-23 → 2012-11-02
  Msi Financial Services, Inc.
  Panama City, FL
  Panama City, FL

Other Businesses

1) SAND OAK FINANCIAL PARTNERS LLC, 2616 Churchill Downs Circle, Chattanooga TN 37421, United States, 05/01/2006, Insurance, INV REL, 40 HR/MO 32 HR/TRADING HR 2) SAND OAK DIVORCE SOLUTIONS LLC, 2616 Churchill Downs Circle, Chattanooga TN 37421, United States, 04/28/2015, Owner, Divorced Planning Services, NIR, 100 HR/MO 100 HR/TRADING HR 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF AN RIA. INV REL, 10/WK 10/TRADING, 11/2012

Exams

• S66 Uniform Combined State Law Examination
  2006-06-03

Designations

• Chartered Financial Consultant

Other Names

• David Smith
• J. David Smith