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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-14
  • GA RA
    APPROVED
    Since 2024-03-14

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

2591 Hwy 17 Ste. 200, Richmond Hill, GA 31324 • United States

Richmond Hill, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 07/2023 04/2024
Department Of Defense, Us Army El Paso TX 05/2015 11/2023
First Command Brokerage Services, Inc. Fort Worth TX 04/2024 Present
First Command Advisory Services, Inc. Fort Worth TX 04/2024 Present
First Command Insurance Services, Inc. Fort Worth TX 04/2024 Present
  • 07/2023 → 04/2024
    First Command Brokerage Services
    Fort Worth, TX
  • 05/2015 → 11/2023
    Department Of Defense, Us Army
    El Paso, TX
  • 04/2024 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 04/2024 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 04/2024 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: Custer Last Stand Consulting LLC Whether the business is investment-related: No Address of the other business: Richmond Hill, GA Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Jan 16, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Custer Last Stand Consulting LLC is a consulting firm designed to collect commissions and fund First Command Business expenses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-08
S63 Uniform Securities Agent State Law Examination 2024-01-11
  • S65 Uniform Investment Adviser Law Examination
    2024-03-08
  • S63 Uniform Securities Agent State Law Examination
    2024-01-11

View on SEC IAPD

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