Sarah J. Coates

Current Employers

Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-04-29

IL RA
APPROVED

Since 2026-04-29

Branch Locations

10 S Wacker Drive Suite 3100, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fiducient Advisors	Chicago	IL	01/2008	02/2024
Calamos Wealth Management	Chicago	IL	02/2024	04/2026
Corient	Chicago	IL	04/2026	Present
Corient Services Llc	Miami	FL	04/2026	Present

01/2008 → 02/2024

Fiducient Advisors

Chicago, IL
02/2024 → 04/2026

Calamos Wealth Management

Chicago, IL
04/2026 → Present

Corient

Chicago, IL
04/2026 → Present

Corient Services Llc

Miami, FL

Previous Registrations

2024-07-08 → 2026-04-24

Calamos Wealth Management Llc

Naperville, IL

Chicago, IL

Naperville, IL

Coral Gables, FL

Naperville, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-06-07

S65 Uniform Investment Adviser Law Examination

2024-06-07

Other Names

Sarah Coates Cowenhoven

View on SEC IAPD