Mauricio Arango

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-10-18
TX	RA	APPROVED	2023-10-18

CT RA
APPROVED

Since 2023-10-18
TX RA
APPROVED

Since 2023-10-18

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, Na	Greenwich	CT	06/2023	Present
Jpmorgan Securities Llc	Greenwich	CT	06/2023	Present
Barnum Financial Group	Elmsford	NY	06/2022	07/2022
Quinnipiac University	Hamden	CT	08/2018	05/2023
Unemployed	Yorktown	NY	07/2013	08/2018

06/2023 → Present

Jpmorgan Chase Bank, Na

Greenwich, CT
06/2023 → Present

Jpmorgan Securities Llc

Greenwich, CT
06/2022 → 07/2022

Barnum Financial Group

Elmsford, NY
08/2018 → 05/2023

Quinnipiac University

Hamden, CT
07/2013 → 08/2018

Unemployed

Yorktown, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-18

S66 Uniform Combined State Law Examination

2023-10-18

View on SEC IAPD

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